- Centricity

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Regulatory Compliance for Stockbroker

Centricity Securities Private Limited
SEBI Registration No : INZ000323234
Address : Unit No 207 A & 207B, Tower-B, Global Business Park, Gurugram, Harayana-122002.

Contact us:

Escalation Matrix :

Details of Contact Person Address Contact Number Email ID Working Hours
Customer Care Sachin Jasuja 207 A & 207B, Tower-B, Global Business Park, Gurugram, Harayana-122002 8368283594 support@centricity.co.in Mon-Fri; 9:00AM to 6:00PM
Compliance Officer Sachin Jasuja 207 A & 207B, Tower-B, Global Business Park, Gurugram, Harayana-122002 8368283594 compliance@centricity.co.in Mon-Fri; 9:00AM to 6:00PM
Designated Director Aditya Shankar 207 A & 207B, Tower-B, Global Business Park, Gurugram, Harayana-122002 8368283594 brokingservices@centricity.co.in Mon-Fri; 9:00AM to 6:00PM

Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES 2.0/Exchange portal.


Disclaimer : Investment in securities market are subject to market risks, please read all the related documents carefully before investing.


ATTENTION INVESTORS


Update your Mobile Number and E-mail IDs with your Stock Broker : “Prevent unauthorized transaction in your Trading/Demat account. Update your Mobile Numbers/Email Ids with your Stock Brokers/Depository Participant. Receive information/alerts of your transaction (Trading A/c) directly from Exchange at the end of the day & Demat Transaction for all debit and other important in your demat A/c directly from CDSL on the same day on your Registered mobile/email.


KYC is one time exercise: “KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.),you need not undergo the same process again when you approach another intermediary.”

Old DIS Booklet Phased out: DIS issued prior to 07-Jan- 2014 Phased out w.e.f. 06-Jan-2016 for Demat Transactions, Kindly contact your DP to receive New DIS to further transaction.


ASBA mandatory after January 1, 2016: “No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.”


Pledge/Block Mechanism: Stock Brokers can accept securities as margin from clients only by way of pledge/block mechanism in the depository system w.e.f. September 01, 2020.


OTP directly from Depository: Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.


Margin: Pay 20% (or as per exchange) upfront margin of the transaction value to trade in cash market segment.


CAS: Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.


ITORS: “The Stock Exchange, Mumbai is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes and/or violation, actual or perceived, by us or our partners, agents, associates etc., of any of the Rules, Regulations, Bye-laws of the Stock Exchange, Mumbai, SEBI Act or any other laws in force from time to time. The Stock Exchange, Mumbai is not answerable, responsible or liable for any information on this Website or for any services rendered by our employees, our servants, and us.”


Beware of fixed / guaranteed / regular returns / capital protection schemes. Stockbrokers (Brokers/Members) or their authorized persons or any of their associates are not authorized to offer fixed / guaranteed / regular returns / capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities / commodities given to the Broker under any arrangement / agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms.


Do not keep funds idle with the Stock Broker. Please note that your Stock Broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities/commodities, without any transaction on the Exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms.


Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your Stockbroker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of Member as defaulter, the claims of clients against such Defaulter Member would be subject to norms for eligibility of claims for compensation from Member funds / IPF to the clients of the Defaulter Member.